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Professional & Regulatory Services

We use our extensive experience, specialist expertise and networks to help protect and support fellow industry professionals in today’s highly regulated marketplace.

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Legal Advice for the Professional & Regulatory Sector

We use our extensive experience, specialist expertise and networks to help protect and support fellow industry professionals in today’s highly regulated marketplace.

The team provides clear, user-friendly commercial and regulatory advice aimed at helping you avoid future problems. We act for both businesses and individual professionals to minimise damage and reach a workable solution. Our key services include:

  • FCA disciplinary proceedings
  • Compliance challenges
  • Actions by the Disclosure and Barring Service
  • Disciplinary proceedings instigated by the NCTL
  • Public Inquiries
  • Regulatory and Criminal investigations
  • Judicial Review
  • Inquests
  • Import and Export control 

Specialist DBS legal defence

We can provide support and advice to individuals who have received a barring notice and would like assistance in challenging the barring notification and any subsequent appeal.

Legal advice to safeguard your business

Our preventative approach for businesses can include supporting you to develop the right due diligence and operational procedures to ensure compliance with regulatory regimes. We also help safeguard your business, its bottom line, reputation and stakeholders against costly and possibly dangerous compliance breaches.

We offer a selection of tailored products, services and events such as our In-house Lawyer service, as well as our legal retainer service which is particularly relevant to this sector because of the ongoing need for due diligence. This coupled with the team’s technical know-how and proven track record in both contentious and strategic non-contentious approaches, means we are well placed to assist with any issues you may have.

Contact our specialist Professional & Regulatory solicitors

If you would like to discuss a matter with our Professional and Regulatory team please call 0117 906 9400 or email hello@gl.law

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